Understanding Sleep Apnea: Causes, Symptoms, and Solutions

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Joseph Mandell
· 14 min read

Sleep apnea sits at the crossroads of breathing, sleep, and cardiovascular health. It rarely announces itself politely. For some, it’s loud snoring and bed partners nudging through the night. For others, it’s a quiet thief—subtle awakenings, stubborn blood pressure, difficulty concentrating, or headaches that make mornings heavy. After two decades working with patients, researchers, and clinicians in sleep medicine, I’ve learned that understanding what’s going on under the hood—how the airway behaves, how the brain responds, and how the body adapts—changes how people see this condition. It’s not just about snoring; it’s about how oxygen, pressure, and timing shape health day after day.

What Sleep Apnea Actually Is

Sleep apnea is a sleep-related breathing disorder where airflow repeatedly reduces or stops during sleep. Those events can last 10 seconds or longer, and they tend to cluster when muscles relax and sleep deepens.

  • Obstructive Sleep Apnea (OSA): The airway narrows or collapses despite continued effort to breathe. This is by far the most common type.

  • Central Sleep Apnea (CSA): The brain’s respiratory drive fluctuates or pauses, so breathing efforts briefly stop. The airway is open, but the “breathe now” signal goes quiet.

  • Complex or Mixed Sleep Apnea: A combination where obstructive events lead or central events emerge during treatment.

Clinicians quantify severity using the apnea-hypopnea index (AHI), the number of apneas (complete pauses) and hypopneas (partial reductions) per hour of sleep:

  • Normal: Fewer than 5 events per hour

  • Mild: 5–14 events per hour

  • Moderate: 15–29 events per hour

  • Severe: 30 or more events per hour

The number alone, though, doesn’t tell the whole story. Two patients with an AHI of 20 can feel very different. One might sleep soundly with brief, deep oxygen dips; another wakes repeatedly with shallow dips but constant arousals. That’s why clinicians also look at the oxygen desaturation index (ODI), arousal burden, sleep architecture, and time spent below certain oxygen thresholds (for example, below 90%).

The Mechanics Behind Obstructive Events

During sleep, muscles in the tongue, soft palate, and throat relax. For some people, the airway becomes “floppy,” especially behind the tongue and soft palate. Negative pressure created when inhaling can pull walls inward, narrowing or closing the airway.

A few key concepts guide how specialists think about this:

  • Anatomical Collapsibility: Narrow nasal passages, a crowded retroglossal space (behind the tongue), enlarged tonsils, or a low-hanging soft palate increase the odds of collapse.

  • Critical Closing Pressure (Pcrit): Think of it as the pressure point at which the airway tends to close. Higher Pcrit means a “weaker” airway that is easier to collapse.

  • Ventilatory Control Stability (“Loop Gain”): Some people have a sensitive control system—small fluctuations in CO2 prompt big swings in breathing. That instability can worsen apnea and cause more arousals.

  • Arousal Threshold: Light sleepers may wake with small breathing changes, fragmenting sleep even if oxygen dips are modest.

  • Muscle Responsiveness: Not everyone’s dilator muscles (especially the genioglossus) kick in robustly during sleep. Weak responsiveness complicates obstruction.

These endotypes help explain why two people with the same body type respond differently to the same therapy and why tailored care—rather than one-size-fits-all—succeeds more often.

Central Apnea in Context

Central events appear when the “pacemaker” of breathing misfires or overcorrects. Common scenarios include:

  • High Altitude: Where lower oxygen and CO2 levels destabilize breathing.

  • Heart Failure with Cheyne–Stokes Respiration: A waxing–waning pattern.

  • Opioid Medications: Which dampen the brain’s drive to breathe.

  • Post-Stroke Changes: In brainstem control.

CSA can coexist with OSA, especially during initiation of positive airway pressure therapy. Recognizing the pattern matters, because the solutions differ from those for purely obstructive disease.

Why This Condition Matters

Sleep apnea touches more than sleep. It’s linked to cardiovascular strain, metabolic shifts, neurocognitive changes, and safety risks.

  • Prevalence: Estimates vary by study and definition, but obstructive sleep apnea affects roughly 9–38% of adults, with moderate-to-severe disease in about 6–17%. In clinical practice, many adults who fit the profile remain undiagnosed; large observational work suggests a majority—sometimes cited as over 70%—are unaware of their condition.

  • Daytime Function: Untreated OSA is associated with excessive daytime sleepiness, memory issues, difficulty focusing, and mood changes. In my clinic, the most consistent “aha” moment after treatment is not silence at night—it’s clearer days.

  • Cardiovascular Risk: The American Heart Association and related societies have repeatedly flagged OSA as a contributor to hypertension, atrial fibrillation, coronary disease, stroke, and heart failure. Hypertension is especially common—studies show 30–50% of people with OSA have it, and resistant hypertension (blood pressure difficult to control on multiple medications) turns up often.

  • Metabolic Health: OSA and type 2 diabetes frequently travel together. Recurrent oxygen dips and sleep fragmentation can impair glucose control and increase insulin resistance.

  • Safety: The risk of motor vehicle crashes is several times higher in sleepy drivers with untreated OSA. When therapy is used effectively, that risk drops toward background levels observed in the general population.

  • Quality of Life: Partners often report lifelong snoring, witnessed breathing pauses, and worry. Household sleep improves when OSA is treated.

Sleep apnea outlives the night. It can influence blood pressure through sympathetic activation, disrupt atrial rhythm stability, nudge weight and appetite regulation via hormonal pathways, and alter the restorative balance of deep and REM sleep.

Signs and Symptoms Beyond Snoring

Snoring grabs the headlines, but the list of clues is longer and changes with age and sex.

Nighttime Signs

  • Loud, habitual snoring, often worse on the back or after alcohol

  • Witnessed pauses, choking, or gasping

  • Restless sleep with frequent position changes

  • Fragmented sleep with brief awakenings

  • Nocturia (getting up to urinate multiple times at night)

  • Dry mouth or sore throat upon waking

  • Night sweats

Daytime Symptoms

  • Sleepiness or fatigue that doesn’t match the day’s demands

  • Morning headaches

  • Unrefreshing sleep even after a full night in bed

  • Difficulty concentrating, memory slips, brain fog

  • Irritability or mood changes, sometimes overlapping with anxiety or depression

Patterns in Women

Women are underdiagnosed in multiple studies. Presentations often include insomnia, fatigue, morning headaches, and mood symptoms rather than prominent snoring. Postmenopausal women see risk rise, likely related to hormonal changes affecting airway tone.

Older Adults

Sleep becomes lighter and more fragmented with age for many reasons—pain, medications, medical conditions. Apnea can be one piece of the puzzle, sometimes with fewer classic complaints of sleepiness. Families occasionally notice cognitive changes or falls that prompt evaluation.

Children

Pediatric OSA often comes with different cues: snoring, mouth breathing, restless sleep, growth issues, bedwetting, and daytime hyperactivity or attention difficulties. Enlarged tonsils and adenoids are a common driver. Teachers sometimes see the first signs—behavioral changes and concentration issues rather than yawns.

Why It Develops: Causes and Risk Factors

Sleep apnea is rarely caused by one thing; it’s the sum of structure, physiology, and context.

Structural Contributors

  • Narrow or crowded upper airway

  • Enlarged tonsils, adenoids, or turbinates

  • Retrognathia or micrognathia (receded or small lower jaw)

  • High-arched palate or nasal septal deviation

  • Larger neck circumference, reflecting more tissue around the airway

These features affect the “plumbing” of the airway, making collapse likelier when muscles relax.

Physiological Factors

  • Reduced muscle tone during sleep, especially REM

  • Higher critical closing pressure (Pcrit)

  • Sensitive ventilatory control (high loop gain)

  • Low arousal threshold (easily awakened)

Body Weight and Fat Distribution

Weight interacts with airway mechanics by adding tissue around the neck and inside the tongue, and by changing thoracic mechanics. That said, I’ve diagnosed sleep apnea in marathoners and people with slender builds; anatomy and control can outweigh the scale.

Lifestyle and Exposures

  • Alcohol and sedatives reduce muscle tone and blunt arousal responses

  • Smoking irritates and inflames airway tissues

  • Nasal congestion increases mouth breathing, which destabilizes the upper airway

  • Sleep deprivation itself increases collapsibility and worsens control stability

Medical and Genetic Conditions

  • Hypothyroidism, acromegaly, polycystic ovary syndrome

  • Pregnancy, particularly the third trimester

  • Craniofacial syndromes, Down syndrome

  • Heart failure and stroke (for central patterns)

  • Chronic opioid therapy

  • Family history of OSA, reflecting inherited craniofacial and physiological traits

How Diagnosis Actually Works

Most diagnoses start with a pattern: a partner notices pauses, blood pressure resists medication, or daytime sleepiness persists. From there, the pathway involves screening, testing, and tailoring.

Screening and Clinical Assessment

Clinicians often use structured tools alongside medical history and exam:

  • The Epworth Sleepiness Scale: Gauges dozing in eight everyday situations. Numbers help quantify sleepiness but don’t capture all impairment.

  • STOP-Bang: Incorporates Snoring, Tiredness, Observed apneas, high blood Pressure, BMI, Age, Neck circumference, and Gender. It’s pragmatic, designed to flag risk.

  • Physical Exam: Airway crowding, tonsil size, tongue position, jaw structure, nasal airflow, and neck circumference.

  • Comorbidities and Medications: Hypertension, arrhythmias, depression, pain meds, and sedatives matter for risk and treatment planning.

Sleep Testing Options

Two main approaches exist, each with strengths:

  • Polysomnography (PSG) in a Sleep Lab: The most detailed study. It measures brain waves (EEG), eye movements, chin and leg muscle tone, airflow, chest and abdominal effort, oxygen saturation, snoring, body position, and sometimes CO2. It captures sleep stages and helps distinguish central from obstructive events.

  • Home Sleep Apnea Testing (HSAT): Portable monitoring of airflow, oxygen saturation, respiratory effort, heart rate, position, and snoring. It’s less intrusive, typically cheaper, and accurately detects moderate-to-severe OSA in people with a high pretest probability. It doesn’t measure brain waves, so it estimates sleep time.

Common reasons a clinician leans toward in-lab testing include suspected central apnea, other parasomnias, severe cardiopulmonary disease, neurologic illness, opioid use, or inconclusive home results. For otherwise healthy adults with classic symptoms, HSAT is widely used.

Making Sense of the Numbers

The report includes:

  • AHI or Respiratory Disturbance Index (RDI): Frequency per hour

  • Oxygen Metrics: Average saturation, minimum saturation, ODI, time below 90%

  • Sleep Architecture (for PSG): Proportions of N1, N2, N3 (deep), and REM sleep

  • Positional Influences: Supine versus lateral AHI

  • REM-related Patterns: Some people have most events during REM sleep

Severity informs risk and choices, but symptoms, comorbid conditions, and occupational demands (for example, commercial driving) carry equal weight.

A Step-by-Step Look at a Typical Diagnostic Journey

  • Initial Visit: Review symptoms, risk factors, comorbidities, and sleep schedule; perform targeted airway exam; select appropriate test.

  • Testing Night: In-lab or home device placement; recording overnight signals.

  • Report Review: Discuss AHI, oxygen data, event types, and sleep architecture; correlate with symptoms and daytime function.

  • Treatment Planning: Match therapy to the pattern—obstructive, central, positional, REM-predominant; consider anatomy, preferences, and occupational needs.

  • Follow-up: Assess symptom changes, equipment data, side effects; adjust therapy based on response and adherence data.

That loop—test, tailor, track—is where outcomes improve, and it’s how modern sleep practices run.

Treatment Options and How They Actually Work

Different therapies target different pieces of the physiology. When I counsel patients, I tend to group options by mechanism: stenting the airway open, moving tissue out of the way, stabilizing control, or addressing contributing conditions.

Positive Airway Pressure (PAP)

PAP is the workhorse for obstructive sleep apnea. It delivers air at a set or variable pressure through a mask, stenting the airway open so it can’t collapse.

  • CPAP (Continuous Positive Airway Pressure): A single set pressure through the night.

  • APAP (Auto-Adjusting PAP): Pressure adjusts within a range based on detected flow limitations and events.

  • Bi-level PAP: A higher pressure for inhalation and lower for exhalation; helpful in some cases with higher pressure needs, comorbid lung disease, or hypoventilation.

What success looks like: reduction of AHI typically into the normal range and improvement in daytime symptoms. In practice, well-fitted PAP normalizes breathing for a large majority of users across severities. Objective usage data are embedded in devices and can be reviewed remotely or in clinic.

Real-world observation: adherence varies. Studies often cite 30–60% suboptimal usage without structured support; with good equipment fitting, education, and follow-up, many clinics see 70% or more meet standard insurance thresholds (often defined as at least 4 hours per night on 70% of nights in a 30-day window), and a substantial subset exceed 6 hours per night.

Common issues: mask fit and leaks, dryness, nasal congestion, pressure intolerance, and noise. These are solvable with the right combination of mask style, humidification, pressure settings, and troubleshooting. Device data help identify whether residual events or leaks are getting in the way.

For central sleep apnea, specialized approaches—adaptive servo-ventilation (ASV) or bilevel with backup rate—may stabilize breathing. One critical nuance: in people with symptomatic heart failure and reduced ejection fraction, a large trial (SERVE-HF) found increased mortality with ASV for Cheyne–Stokes respiration, so selection matters and cardiology–sleep collaboration is essential.

Oral Appliance Therapy

Mandibular advancement devices (MADs) hold the lower jaw forward to enlarge the space behind the tongue and tension the soft tissues. Dentists with sleep training typically design and titrate these devices. Evidence shows:

  • Good efficacy for mild to moderate OSA; variable for severe OSA.

  • Success often defined as at least 50% reduction in AHI and/or reaching a target (for example, below 10). Many patients achieve symptom relief even if AHI doesn’t normalize.

  • Long-term effects include dental and bite changes for some users, generally gradual and manageable with monitoring.

Follow-up sleep testing confirms effect; adjustments fine-tune balance between airway opening and jaw comfort.

Upper Airway Surgery

Surgery aims to remove or reposition obstructing tissue or move the skeletal framework to enlarge the airway.

  • Uvulopalatopharyngoplasty (UPPP): Trims soft palate and uvula, sometimes tonsils. Success rates vary widely (roughly 30–50% with strict criteria when used alone) and depend heavily on anatomy and surgeon expertise.

  • Maxillomandibular Advancement (MMA): Moves upper and lower jaws forward, enlarging airway volume. Among the most effective surgeries; published success in selected populations often exceeds 80%, with meaningful reductions in AHI and symptoms.

  • Multilevel Procedures: Combining nasal, palatal, and tongue base surgeries tailored to findings.

  • Hypoglossal Nerve Stimulation (HGNS): An implanted device (for example, Inspire) that senses breathing and stimulates tongue protrusion during inspiration to keep the airway open. Candidates typically include people with moderate-to-severe OSA who are not doing well with CPAP, with BMI and airway pattern criteria. Trials show AHI reductions around 60–70% on average and durable benefits over several years.

Surgical evaluation usually includes drug-induced sleep endoscopy to map collapse patterns and guide targets.

Weight-Loss Interventions

Weight is not destiny, but when extra tissue is part of the problem, reducing it helps the physics. Observational studies and trials show that even modest weight loss can substantially reduce AHI. In structured programs and bariatric surgery cohorts, the AHI drop can be dramatic, although complete remission is not guaranteed. One oft-cited estimate: about a 26% reduction in AHI per 10% weight loss, on average; results vary.

From a systems perspective, weight reduction improves blood pressure, glycemic control, and quality of life, independent of OSA. Many patients use it alongside PAP or oral appliances.

Positional and Stage-Specific Patterns

Some people have events mainly when supine (on the back) or predominantly during REM sleep. Recognizing these patterns allows clinicians to match options that specifically alter position or address REM-heavy burdens. Diagnostic reports flag this, and device data can confirm.

Pharmacologic Approaches in Select Scenarios

  • Acetazolamide: Can reduce central events at altitude or in high loop gain situations by altering acid–base balance to stabilize the breathing control system.

  • For Heart-Failure-Related CSA: Optimizing cardiac status remains central; the choice of respiratory support follows cardiology guidance.

  • Pharmacology: No pill reliably “cures” OSA by itself in typical adult cases, though research continues into drugs that tweak arousal threshold or muscle tone.

Special Populations and Nuances That Change the Picture

Women, Including During and After Menopause

Hormonal changes appear to affect airway tone and fat distribution. Menopause increases OSA risk, and symptom profiles are sometimes subtler. In clinic, insomnia complaints frequently lead to the discovery of sleep apnea in women who would never describe themselves as “sleepy.”

Pregnancy

Pregnancy shifts fluid distribution, relaxes tissues, and raises upper airway resistance. OSA in pregnancy has been associated with gestational hypertension, preeclampsia, and gestational diabetes. Monitoring and treatment are coordinated with obstetrics; PAP is commonly used and considered safe. Symptoms often improve postpartum, though not always.

Children

Adenotonsillar hypertrophy

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Joseph Mandell

Joseph Mandell is a curious soul with a knack for finding joy in the little things. He spends his time exploring hidden trails, restoring vintage treasures, and savoring quiet moments over a perfectly brewed cup of coffee. His days are driven by curiosity and a love for connecting with the world around him.